Client Service Associate - Broker Dealer - Series 7 Job at Ascendo Resources, Boca Raton, FL

Nkk3U09ydkxJM25kZGhUem80enllblNtMVE9PQ==
  • Ascendo Resources
  • Boca Raton, FL

Job Description

Job Description

Client Service Associate – Wealth Management

We’re partnering with a well-established financial institution that’s looking to add a registered (Series 7) Client Service Associate to their team. This is an exciting opportunity for someone who thrives in a fast-paced, client-first environment and has experience supporting financial advisors in the investment services space.

What You’ll Do:

  • Assist with the onboarding of new client accounts and ensure all documentation is complete and accurate
  • Handle ongoing account maintenance and operational requests (e.g., address changes, wire transfers, check requests)
  • Maintain organized records of client activity, account documents, and branch-level files
  • Respond to client inquiries, provide account info, order entry, and support advisors with daily operational needs
  • Flag and escalate any unusual client activity or concerns to advisors or branch leadership
  • Support the Financial Advisors with other assignments

What You Bring:

  • 2+ years of experience in the investment or wealth management industry
  • Strong administrative and client service skills
  • Familiarity with investment products and basic securities regulations
  • Excellent communication, time management, and critical thinking skills
  • Ability to manage multiple tasks while delivering a top-tier client experience

Requirements:

  • Active FINRA Series 7 required
  • 2+ years of recent experience working in CSA functions
  • Location: Boca Raton, FL (on site only, no remote)

Licensing:

  • Active FINRA Series 7 and 63 or 66

Job Tags

Remote work,

Similar Jobs

Geviti

Functional Health Coach Job at Geviti

 ...About Geviti Geviti is a next-generation health optimization platform helping individuals take control of their health through advanced...  ...care, we're looking to bring on experienced Functional Health Coaches who are passionate about helping individuals reach their... 

Anderson Automotive Group

Experienced Automotive Finance Manager Job at Anderson Automotive Group

Experienced Automotive Finance Manager page is loaded Experienced Automotive Finance Manager Apply locations Fred Anderson Nissan of Asheville time type Full time posted on Posted Yesterday job requisition id R1395 Join our team:Our award-winning Nissan dealership in... 

Mosaic

Direct Support Associate Job at Mosaic

 ...we serve while ensuring their medical, nutritional and personal care needs are being met; and, Demonstrate emotional support...  ...! Desire to make a positive difference in people's lives. No experience needed. We provide thorough training. Must be 18 years of age... 

North Main Bail Bond Co.

Entry Level File Clerk Job at North Main Bail Bond Co.

 ...organizing records, such as legal documents, case files and invoices according to the coordinating system. The File Clerk will do the data entry, close files, box maintain and filing list. This person may perform other duties, such as mailing, faxing, scanning and using copy... 

Ascend Technologies

Salesforce Developer Job at Ascend Technologies

 ...Salesforce Developer PURPOSE: This positions primary responsibility is to develop, enhance, and maintain Salesforce applications that...  ...diagnose, and resolve application and integration issues in a timely manner Support Testing and Deployment: Create unit tests...